Employee Stock Option Financing

As an employee of a publicly traded company, you may have been granted stock options as part of your employee benefit plan. The stock option grant gives you the ability to purchase shares of your company's stock at a predetermined price for a specified period of time.

In addition to guiding you through the consequences associated with the exercise and or sale of you  stock options, the Executive Services Group can assist you with financing the exercise of yourstock options. We understand that you may not have sufficient finds readily available to pay for the exercise of your stock options and any applicable taxes, or you may not want to disrupt your savings. In that regard. the Executive Services Group at Oppenheimer has developed lending programs, which allows you to exercise your stock options. usual without my outlay of cash.

Single Stock Risk Management

The Executive Services Group develops and implements strategies to enable investors with concentrated equity positions to hedge, diversify and obtain liquidity for their positions without current taxation.

We offer a consultative approach to creating solutions for our client's needs, We have access to multiple solutions, We will analyze your position, financial status and risk tolerance then recommend strategies such as, Private Sale, Call Options, Put Options. Equity Collars, Variable Pre-Paid Forward Sale or Exchange Fund.


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For more than 125 years we have provided our clients with the financial expertise and insight to meet their goals.