Markets in Financial Instruments Directive

The Markets in Financial Instruments Directive (“MiFID II”), adopted in 2014 and effective as of 3 January 2018, revises and enhances The Markets in Financial Instruments Directive, adopted in 2004 (“MiFID I”) and applies to the conduct of regulated financial services in the European Economic Area (“EEA”). The implementing rules under MiFID II are intended to harmonise laws in the EEA as they pertain to financial service providers and to create an integrated financial market in which investors are effectively protected. For purposes of MiFID II compliance, Oppenheimer Europe Ltd. is required to provide you with certain information regarding Client Categorisation, Order Execution Policy and Terms and Conditions. Please refer to the following documents for further details.

Supporting Documentation

• Introduced Customer Account Disclosure
• Client Categorisation – Professional Client
• Client Categorisation – Eligible Counterparty
• Order Execution Policy
• Execution Venues
• Best Execution Reports
• Terms and Conditions for Investment Business
• Pillar 3 Disclosures
• Privacy Notice