92
Branch offices
FOCUS
Do I have a true partnership with my senior leadership?
We are committed to helping you meet the needs of your clients and grow your business. We recognize that it has taken hard work to build your business and that your decision to join Oppenheimer is a serious one. Our entire management team is singularly focused on helping you succeed professionally and personally, as you help your clients pursue their financial goals.
We follow a dedicated formula to support your growth and success – strong transition services, top professional development and clear recognition of your contributions and achievements. We are also continuously investing in technologies that improve you and your clients’ experiences.
10:1
Ratio of Financial Advisors to OAM Professionals
32
Research Analysts
We Provide You With Full Spectrum of Products & Services
Corporate & Executive Services (CES)
CES is responsible for restricted and control stock sales.
Financial Planning
The Financial Planning Group, a division of Oppenheimer Asset Management (OAM), was created to provide financial planning services for clients.
Municipal Fixed Income - Retail
The Municipal Bond Desk trade’s all secondary tax exempt and taxable municipal bonds.
Mutual Fund Services (MFS)
MFS offers resources for retail mutual funds, 529 plans, offshore products and institutional money markets.
Oppenheimer Asset Management’s (OAM) Portfolio Advisory Service (PAS)
Oppenheimer Asset Management (OAM) acts as a trusted partner to Financial Advisors within PCD, offering a complete wealth management platform that delivers both the scale and individually crafted investment strategies. Our Financial Advisors can easily access OAMs research, knowledge, and experience. A strong infrastructure with leading edge technology, coupled with a diverse suite of investment strategies and advisory services has been carefully designed to support the evolving needs of the advisor/client relationship, with one goal in mind: to actively deliver advice that aligns with a client’s specific goals, needs, and objectives.
Oppenheimer Life Agency (OLA)
OLA provides high-quality insurance products and annuity services to help you address the needs of your clients.
Professional Alliance Group (PAG)
PAG is a business-to-business unit that helps CPA firms, law firms, professional management firms and other fiduciaries for over a decade to provide Wealth Management solutions to their clients.
Retirement Services
The Retirement Services Department consults on over $23 Billion in retirement account assets and as of date 3,000 qualified retirement plans. With no proprietary products or incentives to conflict with our services, it makes unbiased recommendations.
Short-Term Trading Desk
The Short-Term Trading Desk works with Oppenheimer’s Financial Advisors on FDIC- insured CDs and Commercial Paper (CP). Oppenheimer is one of the largest odd-lot market makers in CDs.
Taxable Fixed Income - Retail
The Taxable Fixed Income Desk trades Non-Dollar Corporates and Preferred Stocks. They utilize the “Bond Desk” platform, also known as the Fixed Income Trading System that can be found on your computer’s desktop or through our Corporate Intranet.
Trust Company of Delaware
Oppenheimer Trust Company of Delaware is a Limited Purpose Trust Company chartered under New Jersey State Banking Laws and authorized to provide Fiduciary Services acting in capacities such as Trustee, Executor, Conservator, Guardian, Agent and Custodian to High Net Worth Individuals and their families, Not-For Profit Entities and Businesses.
Equity Capital Markets
The Equities Group is committed to creating exceptional value for our corporate and institutional clients.
Investment Banking
Oppenheimer’s Investment Banking professionals provide strategic advisory services and capital market strategies for emerging growth and mid-sized businesses.
Debt Capital Markets
The Fixed Income Group helps create exceptional value for our corporate, municipal and institutional clients.
Professional Development
Professional Development staff members are experienced professionals who act as coaches, consultants and resource guides as you transition your business to Oppenheimer and through various stages of growth.