Equity Capital Markets

Contact Information


Douglas Cameron
Head of Equity Capital Markets
Phone: (212) 667-7305


Oppenheimer & Co. Inc.
85 Broad Street
New York, NY 10004

Oppenheimer is a leading underwriter of mid- and small-cap equity offerings and provides a wide range of capital raising methods and after-market advisory and execution services.

Capital Raising Services for Companies and Selling Shareholders

  • Initial Public Offerings
  • Follow-On Offerings
  • "Confidential" / "Wall-Crossing" Offerings
  • Convertibles
  • Private Placements
  • PIPEs
  • Registered Directs
  • "At-the-Market" Facilities


The Oppenheimer distribution platform is extremely powerful for mid- and small-cap issuers with our focused equity trading and institutional sales force of approximately 125 professionals and a private client network in the U.S. of over 1,300 Financial Advisors in over 90 offices.

We are a leading underwriter for mid- and small-cap issuers listing in the U.S., including extensive coverage for European and Israeli companies.

*References to “Oppenheimer” collectively refer to the affiliates Oppenheimer & Co. Inc., Oppenheimer Europe Ltd., Oppenheimer Israel Ltd., Oppenheimer Investments Asia Limited, which are all wholly owned subsidiaries of Oppenheimer Holdings Inc. Some products and services may not be available in certain jurisdictions or may only be available to you from certain Oppenheimer offices. This is provided for informational purposes only to institutional investors, is subject to change without notice, and does not constitute an offer or solicitations of any services discussed herein any jurisdiction where such offer or solicitation would be prohibited.


  • Initial Public Offering
  • Co-Manager
  • August 2015


  • Follow-on Offering
  • Lead Bookrunner
    June 2015


  • Follow-on Offering
  • Co-Lead Manager
  • May 2015


  • Initial Public Offering
  • Co-Manager
  • April 2015


  • Initial Public Offering
  • Co-Manager
  • March 2015


  • Follow-on Offering
  • Co-Manager
  • March 2015


  • Follow-on Offering
  • Lead Manager
  • March 2015


  • Initial Public Offering
  • Joint Bookrunner
  • March 2015


  • Follow-on Offering
  • Lead Co-Manager
  • February 2015

After-Market Advisory and Execution Services for Companies and Investors

  • Share Buybacks
  • Restricted Stock Transactions
  • Convertible Debt Repurchases/Restructuring
  • Block Trading
  • Capital Markets Advisory Services and Non-Deal Investor Meetings
  • Trading Insight

Our ECM team also provides institutional investors, insiders, private equity firms, VCs and strategic investors with advisory and execution services. We not only help initiate minority investments in public companies, but also offer  block trading strategies for when they are ready to exit their publicly-held positions all with limited market impact. Our strategies goes above and beyond passive crossing networks and enables investors to proactively source liquidity that may not be currently available in the public markets.