| Aug-07 |
Vermillion |
20.6 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Jul-07 |
Internet Commerce Corporation |
|
Financial Advisor |
|
Technology |
Advisor |
| Jul-07 |
Tortoise Gas and Oil Corporation |
83.0 |
Private Placement |
Common Stock |
Energy |
Co-Placement Agent |
| Jul-07 |
Global Traffic Network |
32.3 |
Follow-On Offering |
Common Stock |
Technology |
Sole Bookrunner |
| Jul-07 |
Limco Piedmont Inc |
55.7 |
Initial Public Offering |
Common Stock |
Aerospace & Defense |
Sole Bookrunner |
| Jul-07 |
Grill Concepts |
14.1 |
Private Placement |
Units |
Consumer |
Placement Agent |
| Jul-07 |
BFC Financial Corporation |
34.0 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Jun-07 |
Euroseas Ltd. |
77.6 |
Follow-On Offering |
Common Stock |
Transportation |
Sole Bookrunner |
| Jun-07 |
Brooke Corporation |
20.3 |
Private Placement |
Units |
Financial Services |
Placement Agent |
| Jun-07 |
Antares Pharma |
16.0 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Jun-07 |
TravelCenters of America |
201.4 |
Follow-On Offering |
Common Stock |
Real Estate |
Co-Manager |
| Jun-07 |
Thornburg Mortgage |
68.8 |
Follow-On Offering |
Preferred Stock |
Real Estate |
Co-Manager |
| Jun-07 |
Resverlogix |
25.0 |
Private Placement |
Convertible Debt |
Healthcare |
Placement Agent |
| May-07 |
Magnum Technologies |
|
Financial Advisor |
|
Technology |
Advisor |
| May-07 |
Tortoise Energy Infrastructure Corporation |
70.0 |
Senior Notes |
Debt |
Energy |
Co-Manager |
| May-07 |
BioSante Pharmaceuticals, Inc. |
16.5 |
Private Placement |
Units |
Healthcare |
Co-Placement Agent |
| May-07 |
Starlims Technologies |
30.1 |
Initial Public Offering |
Common Stock |
Technology |
Sole Bookrunner |
| May-07 |
Delphi Financial Group, Inc. |
175.0 |
Follow-On Offering |
Preferred Stock |
Financial Services |
Co-Manager |
| May-07 |
Medcath Corporation |
132.3 |
Follow-On Offering |
Common Stock |
Healthcare |
Co-Manager |
| May-07 |
Ceco Environmental Corp. |
37.7 |
Follow-On Offering |
Common Stock |
Industrials |
Sole Bookrunner |
| May-07 |
Spectrum Pharmaceuticals, Inc. |
32.1 |
Registered Direct |
Common Stock |
Healthcare |
Placement Agent |
| Apr-07 |
Gladstone Capital Corporation |
48.5 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Apr-07 |
OceanFreight Inc |
234.9 |
Initial Public Offering |
Common Stock |
Transportation |
Senior Co-Manager |
| Apr-07 |
Elite Pharmaceuticals, Inc. |
15.0 |
Private Placement |
Preferred Stock |
Healthcare |
Placement Agent |
| Apr-07 |
Tortoise Energy Capital Corp |
43.0 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Apr-07 |
CytRx Corporation |
37.0 |
Private Placement |
Common Stock |
Healthcare |
Co-Placement Agent |
| Apr-07 |
Grammercy Capital Corp |
100.0 |
Private Placement |
Preferred Stock |
Financial Services |
Co-Manager |
| Apr-07 |
Tortoise Energy Infrastructure Corp. |
60.0 |
Follow-On Offering |
Preferred Stock |
Energy |
Co-Manager |
| Apr-07 |
Tortoise Energy Capital Corp |
70.0 |
Senior Notes |
Debt |
Energy |
Co-Manager |
| Mar-07 |
Softwave Media Exchange |
9.0 |
Private Placement |
Debt |
Technology |
Placement Agent |
| Mar-07 |
Health Benefits Direct |
11.3 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Mar-07 |
Rabintex |
38.0 |
Private Placement |
Debt |
Aerospace & Defense |
Placement Agent |
| Mar-07 |
Liquidity Services |
63.0 |
Follow-On Offering |
Common Stock |
Consumer |
Co-Manager |
| Mar-07 |
Cardium Therapeutics |
21.5 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Mar-07 |
Hospitality Properties Trust |
300.0 |
Private Placement |
Debt |
Financial Services |
Co-Placement Agent |
| Mar-07 |
FBL Financial Group |
100.0 |
Private Placement |
Debt |
Financial Services |
Co-Placement Agent |
| Mar-07 |
Rosetta Genomics |
30.2 |
Initial Public Offering |
Common Stock |
Healthcare |
Co-Manager |
| Mar-07 |
Highland Distressed Op. Fund, Inc. |
255.0 |
Initial Public Offering |
Common Stock |
Financial Services |
Co-Manager |
| Feb-07 |
Ziopharm Oncology, Inc. |
30.8 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Feb-07 |
Hospitality Properties Trust |
250.0 |
Private Placement |
Preferred Stock |
Financial Services |
Co-Manager |
| Feb-07 |
Genelabs Technologies, Inc. |
10.0 |
Private Placement |
Units |
Healthcare |
Co-Manager |
| Feb-07 |
Hospitality Properties Trust |
238.4 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Feb-07 |
Senior Housing Properties Trust |
158.9 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Feb-07 |
Molecular Insight |
70.0 |
Initial Public Offering |
Common Stock |
Healthcare |
Co-Manager |
| Feb-07 |
Tortoise Capital Resources |
86.1 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Jan-07 |
Euroseas Ltd. |
41.3 |
Follow-On Offering |
Common Stock |
Transportation |
Sole Bookrunner |
| Jan-07 |
MV Oil Trust |
150.0 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Jan-07 |
Legacy Reserves LP |
131.1 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Jan-07 |
Dearborn Bancorp, Inc. |
74.0 |
Financial Advisor |
|
Financial Services |
Advisor |
| Dec-06 |
LAB International, Inc. |
11.9 |
Financial Advisor |
|
Healthcare |
Advisor |
| Dec-06 |
Resverlogix |
17.0 |
Private Placement |
Convertible Debt |
Healthcare |
Placement Agent |
| Dec-06 |
Lipid Sciences |
6.2 |
Private Placement |
Common Stock |
Healthcare |
Placement Agent |
| Dec-06 |
Valero GP Holdings, LLC |
444.3 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Dec-06 |
Hospitality Properties Trust |
655.6 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Dec-06 |
Prospect Energy Corporation |
87.5 |
Follow-On Offering |
Common Stock |
Energy |
Placement Agent |
| Dec-06 |
Gilat Satellite Networks |
68.4 |
Follow-On Offering |
Common Stock |
Technology |
Co-Manager |
| Dec-06 |
NovaDel Pharma Inc. |
14.0 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Dec-06 |
DG FastChannel |
38.8 |
Follow-On Offering |
Common Stock |
Technology |
Sole Bookrunner |
| Dec-06 |
CombiMatrix Corp. |
10.0 |
Registered Direct |
Units |
Healthcare |
Placement Agent |
| Dec-06 |
Arena Pharmaceuticals |
151.9 |
Follow-On Offering |
Common Stock |
Healthcare |
Co-Manager |
| Nov-06 |
Alesco Financial |
273.2 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Nov-06 |
Senior Housing Properties Trust |
126.8 |
Follow-On Offering |
Common Stock |
Real Estate |
Co-Manager |
| Nov-06 |
Paragon Shipping |
98.0 |
144A Offering |
Units |
Transportation |
Placement Agent |
| Nov-06 |
Dearborn Bancorp, Inc. |
58.4 |
Follow-On Offering |
Common Stock |
Financial Services |
Sole Bookrunner |
| Nov-06 |
Ciphergen |
30.0 |
Financial Advisor |
|
Healthcare |
Advisor |
| Oct-06 |
Ciphergen |
23.0 |
Fairness Opinion |
|
Healthcare |
Advisor |
| Sep-06 |
EV Energy Partners, L.P. |
$86.7 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Sep-06 |
Dearborn Bancorp, Inc. |
70.5 |
Financial Advisor |
|
Financial Services |
Advisor |
| Sep-06 |
Enterprise Products Partners L.P. |
326.4 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Aug-06 |
Prospect Energy Corporation |
87.5 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Aug-06 |
Tortoise Energy Infrastructure Corp. |
50.6 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Jul-06 |
LAB Research Inc. |
35.4 |
Initial Public Offering |
Common Stock |
Healthcare |
Co-Placement Agent |
| Jul-06 |
Hospitality Properties Trust |
100.4 |
Follow-On Offering |
Common Stock |
Real Estate |
Co-Manager |
| Jul-06 |
GTC Biotherapeutics, Inc. |
17.5 |
Registered Direct |
Units |
Healthcare |
Co-Placement Agent |
| Jul-06 |
Valero GP Holdings, LLC |
379.5 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Jun-06 |
Genelabs Technologies, Inc. |
9.0 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Jun-06 |
Horizon Offshore, Inc. |
200.7 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Jun-06 |
AVP, Inc. |
5.5 |
Private Placement |
Units |
Consumer |
Placement Agent |
| Jun-06 |
Sequenom, Inc. |
33.0 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| May-06 |
CalAmp Corp. |
54.0 |
Financial Advisor |
|
Technology |
Advisor |
| May-06 |
Silverleaf Resorts, Inc. |
28.0 |
Private Placement |
Units |
Real Estate |
Placement Agent |
| May-06 |
Minrad International, Inc. |
37.4 |
Follow-On Offering |
Common Stock |
Healthcare |
Sole Bookrunner |
| May-06 |
Hana Biosciences, Inc. |
40.0 |
Registered Direct |
Common Stock |
Healthcare |
Co-Placement Agent |
| May-06 |
Cybex International, Inc. |
21.5 |
Follow-On Offering |
Common Stock |
Consumer |
Sole Bookrunner |
| May-06 |
Odimo Incorporated. |
9.5 |
Financial Advisor |
|
Consumer |
Advisor |
| May-06 |
Compass Diversified Trust |
202.5 |
Initial Public Offering |
Common Stock |
Financial Services |
Co-Manager |
| Apr-06 |
Omrix Biopharmaceuticals, Inc. |
39.5 |
Initial Public Offering |
Common Stock |
Healthcare |
Co-Manager |
| Apr-06 |
U.S. Bancorp |
500.0 |
Public Offering |
Trust Preferred |
Financial Services |
Co-Manager |
| Apr-06 |
Derma Sciences, Inc. |
6.5 |
Financial Advisor |
|
Healthcare |
Advisor |
| Apr-06 |
Castle Brands Inc |
31.5 |
Initial Public Offering |
Common Stock |
Consumer |
Sole Bookrunner |
| Mar-06 |
LMI Aerospace, Inc. |
51.7 |
Follow-On Offering |
Common Stock |
Aerospace & Defense |
Co-Manager |
| Mar-06 |
XTL Biopharmaceuticals Ltd. |
28.0 |
Private Placement |
ADR |
Healthcare |
Placement Agent |
| Mar-06 |
Elite Pharmaceuticals, Inc. |
10.0 |
Private Placement |
Preferred Stock |
Healthcare |
Placement Agent |
| Mar-06 |
First Midwest Bancorp, Inc. |
151.6 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Mar-06 |
Enterprise Products Partners L.P. |
439.8 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Feb-06 |
Neoware, Inc. |
75.8 |
Follow-On Offering |
Common Stock |
Technology |
Co-Manager |
| Feb-06 |
Novelos Therapeutics |
15.1 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Feb-06 |
Magellan Midstream Holdings, L.P. |
539.0 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Feb-06 |
Energy Transfer Equity, L.P. |
507.2 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Jan-06 |
International DisplayWorks, Inc. |
72.0 |
Follow-On Offering |
Common Stock |
Technology |
Co-Manager |
| Jan-06 |
Biophan |
20.0 |
Fairness Opinion |
|
Healthcare |
Advisor |
| Dec-05 |
Scopus Video Networks Ltd |
31.5 |
Initial Public Offering |
Common Stock |
Technology |
Co-Manager |
| Dec-05 |
McCormick & Schmick's Seafood Restaurants, Inc. |
115.7 |
Follow-On Offering |
Common Stock |
Consumer |
Co-Manager |
| Dec-05 |
American Equity Investment Life Hldg Co. |
173.4 |
Follow-On Offering |
Common Stock |
Insurance |
Co-Manager |
| Dec-05 |
Scottish Re Group Limited |
259.4 |
Follow-On Offering |
Common Stock |
Insurance |
Co-Manager |
| Dec-05 |
LAB International, Inc. |
11.0 |
Private Placement |
Units |
Healthcare |
Advisor |
| Nov-05 |
Aphton Corporation |
20.0 |
Restructuring |
|
Healthcare |
Advisor |
| Oct-05 |
Transgenomic, Inc. |
15.1 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| Oct-05 |
Inter Parfums, Inc. |
53.3 |
Follow-On Offering |
Common Stock |
Consumer |
Co-Manager |
| Oct-05 |
Hana Biosciences, Inc. |
14.7 |
Private Placement |
Common Stock |
Healthcare |
Placement Agent |
| Oct-05 |
TGC Industries, Inc. |
43.4 |
Follow-On Offering |
Common Stock |
Energy |
Sole Bookrunner |
| Oct-05 |
Tortoise North American Energy Corp. |
115.0 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Sep-05 |
Flagstar Bancorp, Inc. |
25.0 |
Public Offering |
Trust Preferred |
Financial Services |
Co-Manager |
| Sep-05 |
Bulldog Technologies Inc. |
2.1 |
Private Placement |
Units |
Technology |
Placement Agent |
| Aug-05 |
Elscint Limited |
170.0 |
Financial Advisor |
|
Healthcare |
Advisor |
| Aug-05 |
Kona Grill, Inc. |
31.6 |
Initial Public Offering |
Common Stock |
Consumer |
Sole Bookrunner |
| Aug-05 |
Bancshares of Florida Inc. |
5.0 |
Financial Advisor |
|
Financial Services |
Advisor |
| Aug-05 |
Stone Arcade Acquisition Corp |
120.0 |
Initial Public Offering |
Common Stock |
Industrials |
Co-Manager |
| Aug-05 |
Brooke Corporation |
33.1 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Jul-05 |
Keryx Biopharmaceuticals, Inc. |
81.2 |
Follow-On Offering |
Common Stock |
Healthcare |
Co-Manager |
| Jun-05 |
TAC Acquisition Corp. |
132.0 |
Initial Public Offering |
Common Stock |
Technology |
Co-Manager |
| Jun-05 |
Scottish Re Group Ltd. |
125.0 |
Public Offering |
Preferred Stock |
Financial Services |
Co-Manager |
| Jun-05 |
Gladstone Investment Corporation |
248.4 |
Initial Public Offering |
Common Stock |
Financial Services |
Co-Manager |
| Jun-05 |
PrivateBancorp, Inc. |
64.0 |
Financial Advisor |
|
Financial Services |
Advisor |
| Jun-05 |
Gexa Corp. |
80.6 |
Financial Advisor |
|
Energy |
Advisor |
| May-05 |
Tortoise Energy Capital Corporation |
397.2 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| May-05 |
Senesco Technologies, Inc. |
3.3 |
Private Placement |
Units |
Healthcare |
Placement Agent |
| May-05 |
I-Trax, Inc |
5.1 |
Private Placement |
Preferred Stock |
Healthcare |
Placement Agent |
| Mar-05 |
Signature Bank |
413.4 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Mar-05 |
Flagstar Bancorp, Inc. |
25.0 |
Public Offering |
Trust Preferred |
Financial Services |
Co-Manager |
| Mar-05 |
Chindex International, Inc. |
6.5 |
Private Placement |
Common Stock |
Healthcare |
Placement Agent |
| Mar-05 |
Microheat Inc |
9.5 |
Private Placement |
Common Stock |
Consumer |
Placement Agent |
| Feb-05 |
Lions Gate Entertainment Corp. |
125.0 |
144 A Offering |
Convertible Debt |
Consumer |
Placement Agent |
| Feb-05 |
Odimo Incorporated. |
28.1 |
Initial Public Offering |
Common Stock |
Consumer |
Co-Manager |
| Feb-05 |
DryShips Inc. |
269.1 |
Initial Public Offering |
Common Stock |
Transportation |
Co-Manager |
| Feb-05 |
TurboChef Technologies, Inc. |
102.5 |
Follow-On Offering |
Common Stock |
Consumer |
Co-Manager |
| Feb-05 |
Verso Technologies, Inc |
13.5 |
Private Placement |
Units |
Technology |
Placement Agent |
| Jan-05 |
TTI Team Telecom International Ltd. |
14.6 |
Private Placement |
Units |
Technology |
Placement Agent |
| Dec-04 |
Flagstar Bancorp, Inc. |
25.0 |
Public Offering |
Trust Preferred |
Financial Services |
Co-Manager |
| Dec-04 |
Tortoise Energy Infrastructure Corp. |
48.0 |
Follow-On Offering |
Common Stock |
Energy |
Co-Manager |
| Dec-04 |
DOV Pharmaceutical, Inc. |
80.0 |
144 A Offering |
Convertible Debt |
Healthcare |
Placement Agent |
| Dec-04 |
Alvarion Ltd. |
44.3 |
Financial Advisor |
|
Technology |
Advisor |
| Dec-04 |
I-trax, Inc. |
6.3 |
Private Placement |
Registered Direct |
Healthcare |
Placement Agent |
| Nov-04 |
Gexa Corp. |
7.5 |
Private Placement |
Units |
Energy |
Placement Agent |
| Nov-04 |
NGP Capital Resources Company |
261.0 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
| Nov-04 |
Top Tankers Inc. |
148.1 |
Follow-On Offering |
Common Stock |
Industrials |
Co-Manager |
| Nov-04 |
Citizens State Bancorp, Inc |
5.0 |
Public Offering |
Trust Preferred |
Financial Services |
Co-Manager |
| Sep-04 |
Signature Bank |
133.8 |
Follow-On Offering |
Common Stock |
Financial Services |
Co-Manager |
| Aug-04 |
Armour of America, Inc. |
25.0 |
Financial Advisor |
|
Manufacturing |
Advisor |
| Aug-04 |
Cybex International, Inc. |
8.0 |
Private Placement |
Common Stock |
Consumer |
Placement Agent |
| Jul-04 |
Dearborn Bancorp, Inc. |
36.4 |
Follow-On Offering |
Common Stock |
Financial Services |
Sole Bookrunner |
| Jul-04 |
Dearborn Bancorp, Inc. |
15.0 |
Financial Advisor |
|
Financial Services |
Advisor |
| Jul-04 |
Independent Bank Corporation |
8.5 |
Financial Advisor |
|
Financial Services |
Advisor |
| May-04 |
Earthfirst Technologies, Inc |
8.0 |
Private Placement |
Convertible Debt |
Energy |
Placement Agent |
| Apr-04 |
On Track Innovations, Ltd. |
15.1 |
Private Placement |
Units |
Technology |
Placement Agent |
| Apr-04 |
IRIS International, Inc. |
12.5 |
Private Placement |
Common Stock |
Healthcare |
Placement Agent |
| Apr-04 |
Paramount Bank |
3.5 |
Public Offering |
Trust Preferred |
Financial Services |
Co-Manager |
| Mar-04 |
Chindex International, Inc. |
13.5 |
Private Placement |
Common Stock |
Healthcare |
Placement Agent |
| Mar-04 |
Macatawa Bank Corporation |
20.0 |
Public Offering |
Trust Preferred |
Financial Services |
Co-Manager |
| Feb-04 |
BioLase Technology, Inc. |
51.9 |
Follow-On Offering |
Common Stock |
Healthcare |
Co-Manager |
| Feb-04 |
Tortoise Energy Infrastructure Corp. |
315.0 |
Initial Public Offering |
Common Stock |
Energy |
Co-Manager |
