Equity Capital Markets
Oppenheimer is a leading underwriter of mid- and small-cap equity offerings and provides a wide range of
capital raising methods and after-market advisory and execution services.
Capital Raising Services for Companies and Selling Shareholders
- Initial Public Offerings
- Follow-On Offerings
- "Confidential" / "Wall-Crossing" Offerings
- Private Placements
- PIPEs
- Convertibles
- Registered Directs
- "At-the-Market" Facilities
The Oppenheimer distribution platform is extremely powerful for mid- and small-cap issuers given the
focused institutional sales force of ~125 professionals and a private client network in the U.S. with ~1,400
Financial Advisors in over 90 offices.
In addition to offices throughout the U.S., we have a local presence in the UK, Israel, and Asia. While we
are a leading underwriter of mid- and small-cap U.S. companies, we are also the most active underwriter of
Chinese and Israeli companies that list on U.S. exchanges.
Selected 2010 Marquee Capital-Raising Transactions
After-Market Advisory and Execution Services for Companies and Investors
- Share Buybacks
- Convertible Debt Repurchases/Restructuring
- Capital Markets Advisory Services and
Non-Deal Investor Meetings
- Restricted Stock Transactions
- Block Trading
- Trading Insight
Our ECM team also provides institutional investors, insiders, private equity firms, VCs and strategic investors
with advisory and execution services. We not only help initiate minority investments in public companies, but
also offer a block trading solution for when they are ready to exit their publicly-held positions all with limited
market impact. Our solution goes above and beyond passive crossing networks and enables investors to
proactively source liquidity that may not be currently available in the public markets. |
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Andrew MacInnes
Head of Equity Capital Markets
(212) 667-7138
andrew.macinnes@opco.com
Oppenheimer & Co. Inc.
300 Madison Avenue
New York, NY 10017
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