Equity Capital Markets

Oppenheimer is a leading underwriter of mid- and small-cap equity offerings and provides a wide range of capital raising methods and after-market advisory and execution services.
 

Capital Raising Services for Companies and Selling Shareholders
 

• Initial Public Offerings
• Follow-On Offerings
• "Confidential" / "Wall-Crossing" Offerings
• Convertibles
• Private Placements
• PIPEs
• Registered Directs
• "At-the-Market" Facilities

The Oppenheimer distribution platform is extremely powerful for mid- and small-cap issuers with our focused equity trading and institutional sales force of approximately 125 professionals and a private client network in the U.S. of over 1,300 Financial Advisors in over 90 offices.
 

We are a leading underwriter for mid- and small-cap issuers listing in the U.S., including extensive coverage for European and Israeli companies.

*References to “Oppenheimer” collectively refer to the affiliates Oppenheimer & Co. Inc., Oppenheimer Europe Ltd., Oppenheimer Israel Ltd., Oppenheimer Investments Asia Limited, which are all wholly owned subsidiaries of Oppenheimer Holdings Inc. Some products and services may not be available in certain jurisdictions or may only be available to you from certain Oppenheimer offices. This is provided for informational purposes only to institutional investors, is subject to change without notice, and does not constitute an offer or solicitations of any services discussed herein any jurisdiction where such offer or solicitation would be prohibited.