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Social Media Policies

  1. Links to third-party articles and/or websites are for general information purposes only and do not constitute any offer or solicitation to buy or sell any services or products of any kind. Views expressed in such articles are the current opinion of the author, and not necessarily those of Oppenheimer & Co. Inc. (“Oppenheimer”) or your Oppenheimer Financial Advisor. The author’s opinions are subject to change without notice. They are not intended and should not be relied upon as investment, insurance, financial, tax, or legal advice. As federal and state tax rules are subject to frequent changes, you should consult with a qualified tax advisor prior to making any investment decision.

  2. Oppenheimer nor any of its employees or affiliates does not provide legal or tax advice. However, your Oppenheimer Financial Advisor will work with clients, their attorneys and their tax professionals to help ensure all of their needs are met and properly executed.

  1. Oppenheimer is not affiliated with and does not endorse, authorize or sponsor any of the linked third party websites or their respective sponsors. Oppenheimer is not responsible for the content of any third party website or the collection or use of information regarding any website's users and /or members.

 

  1. Oppenheimer Financial Advisors may only transact business in states where they are registered. Follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where the Financial Advisor is not registered. As a matter of policy, requests for securities transactions will not be accepted via e-mail.

 

  1. The social media network LinkedIn is an independent organization and is not affiliated with Oppenheimer. However, all InMail, e-mail, and other electronic individual and group communications sent to and received from the respective LinkedIn page are subject to capture, review and archive by Oppenheimer and are available for possible production to regulators upon request.

 

  1. Indices are unmanaged, hypothetical portfolios of securities that are often used as a benchmark in evaluating the relative performance of a particular investment. An index should only be compared with a mandate that has a similar investment objective.The S&P 500 is an unmanaged index of 500 widely held stocks. The NASDAQ Composite Index is an unmanaged index of all stocks traded on the NASDAQ stock exchange. The Dow Jones Industrial Average is an unmanaged index of 30 widely held securities. An Index is not available for direct investment, and does not reflect any of the costs associated with buying and selling individual securities or management fees. It is not possible to invest directly in an index.

 

  1. Diversification does not guarantee a profit or protect against a loss. Investing in securities is speculative and entails risk, including potential loss of principal. Investors should review potential investments with their financial advisor for the appropriateness of that investment with their investment objectives, risk tolerances and financial circumstances.

 

  1. Insurance products are sold through Oppenheimer Life Agency Ltd., a wholly owned subsidiary of Oppenheimer & Co. Inc. Trust services are provided by Oppenheimer Trust Company of Delaware. Oppenheimer Asset Management Inc., a registered investment advisor, and the Oppenheimer Trust Company of Delaware are wholly owned subsidiaries of Oppenheimer Holdings Inc., which also wholly owns Oppenheimer & Co. Inc. (Oppenheimer), a registered broker/dealer and investment adviser. Securities are offered through Oppenheimer.

 

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